Vp of Compliance

at Michael Page
Location San Francisco, CA
Date Posted March 3, 2021
Category Default
Job Type Full-time

Description

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

Summary

Our client is looking for a highly motivated, versatile, and experienced VP of Global Compliance who will help grow the global regulatory and AML/BSA program.

Client Details

Our client is a growing financial services firm in San Francisco, California.

Description

  • Lead and grow the Global Compliance Team
  • Implement compliance program regarding OFAC/BSA/USA PATRIOT Act obligations and state money transmitter requirements in the US, and ML and Terrorist Financing analogs in Europe, North America, and Asia
  • Serve as the lead to all regulatory inquiries, including state, federal, and international. Understand evolving regulatory landscape and requirements for FinCEN, SEC, OCC, CFTC, FCA and others
  • Become a dedicated resource to our business and product, with a focus on driving regulatory strategy and engagement
  • Oversee the management of all compliance issues, including regulatory compliance, consumer compliance, transaction monitoring, quality control, continuing education/tracking and data privacy
  • Lead risk assessments and implement compliance monitoring and testing program
  • Prepare and present regulatory reports, annual compliance testing and remediation reports to senior management and the Board of Directors as appropriate
  • Manage the engagement of third party firms, performing any policies and procedural reviews and audits Evaluate risk-mitigation vendor capabilities including establishing vendor solution performance objectives
  • Develop and lead employee training sessions on internal compliance policies and regulatory compliance issues. Conduct enterprise-wide monitoring and testing programs covering identified compliance risk

Profile

  • 10+ years of comprehensive regulatory compliance experience
  • Proven ability to lead, prioritize commitments, independently problem-solve, and manage with a team
  • Strong understanding (and love) of blockchain and cryptocurrency regulation on a global scale
  • Bachelor's degree, with a law degree preferred
  • Knowledge and experience in retail payments (including credit/debit cards, international remittances and mobile payments), data/privacy (GDPR), and financial services consumer protection and fraud regulations
  • Background in implementing and developing global AML/KYC/KYB/CIP, fraud, payments, and banking operations compliance programs
  • Effective verbal and written communications skills with the ability to communicate with staff at all levels of the organization as well as with external partners and regulators

Job Offer

  • Enjoy a highly fulfilling, mission-driven culture
  • You are an owner! We offer stock options to each of our employee
  • An opportunity to build the future and freedom to work wherever you want
  • Fair pay, no matter where you live along with a competitive benefits package
  • Health, dental, and vision benefits for you and your family
  • Life insurance and disability benefits
  • Equity options for all full-time employees
  • 401(k) plan with corporate matching
  • Computer setup of your choice
  • Unlimited paid time off to relax and recharge
  • Flexible work hours
  • Opportunity to work in a growing startup